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Exam Code: SIE

Vendor Name: FINRA

Total Practice Questions : 60

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NEW QUESTION: 1
An organization has established the following controls matrix:

The following control sets have been defined by the organization and are applied in aggregate fashion:
* Systems containing PII are protected with the minimum control set.
* Systems containing medical data are protected at the moderate level.
* Systems containing cardholder data are protected at the high level.
The organization is preparing to deploy a system that protects the confidentially of a database containing PII and medical data from clients. Based on the controls classification, which of the following controls would BEST meet these requirements?
A. Intrusion detection capabilities, network-based IPS, generator, and context-based authentication.
B. Cipher lock on the server room door, FDE, surge protector, and static analysis of all application code.
C. Peer review of all application changes, static analysis of application code, UPS, and penetration testing of the complete system.
D. Proximity card access to the server room, context-based authentication, UPS, and full-disk encryption for the database server.
Answer: A

NEW QUESTION: 2
A computer that runs Windows XP has on basic disk containing a single partition. The partition has 30 GB of free space. The hard disk has S GB of unallocated space.
You need to install Windows 7 in a dual-boot configuration. Windows 7 must not be installed in a virtual hard disk (VHD).
What should you do first?
A. Shrink the primary partition.
B. Convert the hard disk to a dynamic disk.
C. Create a second partition.
D. Convert the hard disk to a GPT disk.
Answer: A
Explanation:
Given the system requirements more space is required. There is not enough unallocated space so the XP partition will need to be shrunk first, in order for a sufficient sized partition to be created.Requirements: Windows 7 Home Premium, Professional, Ultimate, and Enterprise editions have the following minimum hardware requirements: - 1 GHz 32-bit (x86) or 64-bit (x64) processor - 1 GB of system memory - A 40-GB hard disk drive (traditional or SSD) with at least 15 GB of available space - A graphics adapter that supports DirectX 9 graphics, has a Windows Display Driver Model (WDDM) driver, Pixel Shader 2.0 hardware, and 32 bits per pixel and a minimum of 128 MB graphics memory

NEW QUESTION: 3
Case Study 2: Contoso Ltd Overview Application Overview
Contoso, Ltd., is the developer of an enterprise resource planning (ERP) application. Contoso is designing a new version of the ERP application. The previous version of the ERP application used SQL Server 2008 R2. The new version will use SQL Server 2012. The ERP application relies on an import process to load supplier data. The import process updates thousands of rows simultaneously, requires exclusive access to the database, and runs daily. You receive several support calls reporting unexpected behavior in the ERP application. After analyzing the calls, you conclude that users made changes directly to the tables in the database.
Tables
The current database schema contains a table named OrderDetails. The OrderDetails table contains information about the items sold for each purchase order. OrderDetails stores the product ID, quantities, and discounts applied to each product in a purchase order. The product price is stored in a table named Products. The Products table was defined by using the SQL_Latin1_General_CP1_CI_AS collation. A column named ProductName was created by using the varchar data type. The database contains a table named Orders. Orders contains all of the purchase orders from the last 12 months. Purchase orders that are older than 12 months are stored in a table named OrdersOld. The previous version of the ERP application relied on table-level security.
Stored Procedures
The current version of the database contains stored procedures that change two tables. The following shows the relevant portions of the two stored procedures:

Customer Problems Installation Issues
The current version of the ERP application requires that several SQL Server logins be set up to function correctly. Most customers set up the ERP application in multiple locations and must create logins multiple times.
Index Fragmentation Issues
Customers discover that clustered indexes often are fragmented. To resolve this issue, the customers defragment the indexes more frequently. All of the tables affected by fragmentation have the following columns that are used as the clustered index key:

Backup Issues
Customers who have large amounts of historical purchase order data report that backup time is unacceptable.
Search Issues
Users report that when they search product names, the search results exclude product names that contain accents, unless the search string includes the accent.
Missing Data Issues
Customers report that when they make a price change in the Products table, they cannot retrieve the price that the item was sold for in previous orders.
Query Performance Issues
Customers report that query performance degrades very quickly. Additionally, the customers report that users cannot run queries when SQL Server runs maintenance tasks.
Import Issues
During the monthly import process, database administrators receive many supports call from users who report that they cannot access the supplier data. The database administrators want to reduce the amount of time required to import the data.
Design Requirements File Storage Requirements
The ERP database stores scanned documents that are larger than 2 MB. These files must only be accessed through the ERP application. File access must have the best possible read and write performance.
Data Recovery Requirements
If the import process fails, the database must be returned to its prior state immediately.
Security Requirements
You must provide users with the ability to execute functions within the ERP application, without having direct access to the underlying tables.
Concurrency Requirements
You must reduce the likelihood of deadlocks occurring when Sales.Proc1 and Sales.Proc2 execute.
Question
You need to recommend a solution that addresses the concurrency requirement. What should you recommend?
A. Modify the stored procedures to update tables in the same order for all of the stored procedures.
B. Break each stored procedure into two separate procedures, one that changes Sales.Table1 and one that changes Sales.Table2.
C. Call the stored procedures in a Distributed Transaction Coordinator (DTC) transaction.
D. Make calls to Sales.Proc1 and Sales.Proc2 synchronously.
Answer: A
Explanation:
According to these references, this answer looks correct.
References: http://msdn.microsoft.com/en-us/library/ms191242%28v=SQL.105%29.aspx http://msdn.microsoft.com/en-us/library/bb677357.aspx http://msdn.microsoft.com/en-us/library/ms378149.aspx

NEW QUESTION: 4
In which layer of the OSI Model are connection-oriented protocols located in the TCP/IP suite of protocols?
A. Application layer
B. Physical layer
C. Network layer
D. Transport layer
Answer: D
Explanation:
Explanation/Reference:
Connection-oriented protocols such as TCP provides reliability.
It is the responsibility of such protocols in the transport layer to ensure every byte is accounted for. The network layer does not provide reliability. It only privides the best route to get the traffic to the final destination address.
For your exam you should know the information below about OSI model:
The Open Systems Interconnection model (OSI) is a conceptual model that characterizes and standardizes the internal functions of a communication system by partitioning it into abstraction layers. The model is a product of the Open Systems Interconnection project at the International Organization for Standardization (ISO), maintained by the identification ISO/IEC 7498-1.
The model groups communication functions into seven logical layers. A layer serves the layer above it and is served by the layer below it. For example, a layer that provides error-free communications across a network provides the path needed by applications above it, while it calls the next lower layer to send and receive packets that make up the contents of that path. Two instances at one layer are connected by a horizontal.
OSI Model

Image source: http://www.petri.co.il/images/osi_model.JPG
PHYSICAL LAYER
The physical layer, the lowest layer of the OSI model, is concerned with the transmission and reception of the unstructured raw bit stream over a physical medium. It describes the electrical/optical, mechanical, and functional interfaces to the physical medium, and carries the signals for all of the higher layers. It provides:
Data encoding: modifies the simple digital signal pattern (1s and 0s) used by the PC to better accommodate the characteristics of the physical medium, and to aid in bit and frame synchronization. It determines:
What signal state represents a binary 1
How the receiving station knows when a "bit-time" starts
How the receiving station delimits a frame
DATA LINK LAYER
The data link layer provides error-free transfer of data frames from one node to another over the physical layer, allowing layers above it to assume virtually error-free transmission over the link. To do this, the data link layer provides:
Link establishment and termination: establishes and terminates the logical link between two nodes.
Frame traffic control: tells the transmitting node to "back-off" when no frame buffers are available.
Frame sequencing: transmits/receives frames sequentially.
Frame acknowledgment: provides/expects frame acknowledgments. Detects and recovers from errors that occur in the physical layer by retransmitting non-acknowledged frames and handling duplicate frame receipt.
Frame delimiting: creates and recognizes frame boundaries.
Frame error checking: checks received frames for integrity.
Media access management: determines when the node "has the right" to use the physical medium.
NETWORK LAYER
The network layer controls the operation of the subnet, deciding which physical path the data should take based on network conditions, priority of service, and other factors. It provides:
Routing: routes frames among networks.
Subnet traffic control: routers (network layer intermediate systems) can instruct a sending station to
"throttle back" its frame transmission when the router's buffer fills up.
Frame fragmentation: if it determines that a downstream router's maximum transmission unit (MTU) size is less than the frame size, a router can fragment a frame for transmission and re-assembly at the destination station.
Logical-physical address mapping: translates logical addresses, or names, into physical addresses.
Subnet usage accounting: has accounting functions to keep track of frames forwarded by subnet intermediate systems, to produce billing information.
Communications Subnet
The network layer software must build headers so that the network layer software residing in the subnet intermediate systems can recognize them and use them to route data to the destination address.
This layer relieves the upper layers of the need to know anything about the data transmission and intermediate switching technologies used to connect systems. It establishes, maintains and terminates connections across the intervening communications facility (one or several intermediate systems in the communication subnet).
In the network layer and the layers below, peer protocols exist between a node and its immediate neighbor, but the neighbor may be a node through which data is routed, not the destination station. The source and destination stations may be separated by many intermediate systems.
TRANSPORT LAYER
The transport layer ensures that messages are delivered error-free, in sequence, and with no losses or duplications. It relieves the higher layer protocols from any concern with the transfer of data between them and their peers.
The size and complexity of a transport protocol depends on the type of service it can get from the network layer. For a reliable network layer with virtual circuit capability, a minimal transport layer is required. If the network layer is unreliable and/or only supports datagrams, the transport protocol should include extensive error detection and recovery.
The transport layer provides:
Message segmentation: accepts a message from the (session) layer above it, splits the message into smaller units (if not already small enough), and passes the smaller units down to the network layer. The transport layer at the destination station reassembles the message.
Message acknowledgment: provides reliable end-to-end message delivery with acknowledgments.
Message traffic control: tells the transmitting station to "back-off" when no message buffers are available.
Session multiplexing: multiplexes several message streams, or sessions onto one logical link and keeps track of which messages belong to which sessions (see session layer).
Typically, the transport layer can accept relatively large messages, but there are strict message size limits imposed by the network (or lower) layer. Consequently, the transport layer must break up the messages into smaller units, or frames, prepending a header to each frame.
The transport layer header information must then include control information, such as message start and message end flags, to enable the transport layer on the other end to recognize message boundaries. In addition, if the lower layers do not maintain sequence, the transport header must contain sequence information to enable the transport layer on the receiving end to get the pieces back together in the right order before handing the received message up to the layer above.
End-to-end layers
Unlike the lower "subnet" layers whose protocol is between immediately adjacent nodes, the transport layer and the layers above are true "source to destination" or end-to-end layers, and are not concerned with the details of the underlying communications facility. Transport layer software (and software above it) on the source station carries on a conversation with similar software on the destination station by using message headers and control messages.
SESSION LAYER
The session layer allows session establishment between processes running on different stations. It provides:
Session establishment, maintenance and termination: allows two application processes on different machines to establish, use and terminate a connection, called a session.
Session support: performs the functions that allow these processes to communicate over the network, performing security, name recognition, logging, and so on.
PRESENTATION LAYER
The presentation layer formats the data to be presented to the application layer. It can be viewed as the translator for the network. This layer may translate data from a format used by the application layer into a common format at the sending station, then translate the common format to a format known to the application layer at the receiving station.
The presentation layer provides:
Character code translation: for example, ASCII to EBCDIC.
Data conversion: bit order, CR-CR/LF, integer-floating point, and so on.
Data compression: reduces the number of bits that need to be transmitted on the network.
Data encryption: encrypt data for security purposes. For example, password encryption.
APPLICATION LAYER
The application layer serves as the window for users and application processes to access network services. This layer contains a variety of commonly needed functions:
Resource sharing and device redirection
Remote file access
Remote printer access
Inter-process communication
Network management
Directory services
Electronic messaging (such as mail)
Network virtual terminals
The following were incorrect answers:
Application Layer - The application layer serves as the window for users and application processes to access network services.
Network layer - The network layer controls the operation of the subnet, deciding which physical path the data should take based on network conditions, priority of service, and other factors.
Physical Layer - The physical layer, the lowest layer of the OSI model, is concerned with the transmission and reception of the unstructured raw bit stream over a physical medium. It describes the electrical/optical, mechanical, and functional interfaces to the physical medium, and carries the signals for all of the higher layers.
The following reference(s) were/was used to create this question:
CISA review manual 2014 Page number 260
and
Official ISC2 guide to CISSP CBK 3rd Edition Page number 287
and
http://en.wikipedia.org/wiki/Tcp_protocol


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