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Switch Advisory is a small investment adviser partnership registered in a single state. A larger investment
adviser firm, Bait Investment Adviser, is registered in the same state as well as two other states. Bait has
offered to buy out three of Switch's partners who want to retire. This will give Bait a 60% ownership in
Switch Advisory. Which of the following statements are true?
I. Switch Advisory must obtain the approval of its clients before the partners can sell their interests to Bait.
II. Switch Advisory must notify the state Administrator of this event.
III. Switch Advisory must notify their clients of this event, but does not need the clients' approval.
IV. Switch Advisory must notify the SEC of this event.
A. I, II, and IV only
B. II, III, and IV only
C. I and II only
D. I only
Answer: C
Explanation:
Only Selections I and II are true. Switch must obtain the approval of its clients before the
partners can sell their interests, and Switch must notify the state Administrator of this event. Whenever a
change in partnership will result in new ownership of the business, which is the case when an external
entity acquires a 60% interest, an investment adviser must get its clients' approval. As a state-registered
investment adviser, Switch also needs to notify the state Administrator. The SEC does not require
notification since Switch is not a federal covered investment adviser.
Which of the following are track able with the User Login Locations functionality?
Select all that apply:
A. Login Date
B. Browser
C. Source IP address
D. Originated from UI (not available in standard User report)
E. Device Type
Answer: A,C,D
You are a network architect of an application running on Oracle Cloud Infrastructure (OCI). Your security team has informed you about a security patch that needs to be applied immediately to one of the backend web servers. What should you do to ensure that the OCI load balancer does not forward traffic to this backend server during maintenance?
A. Stop the load balancer for maintenance and restart the load balancer after the maintenance is finished
B. Edit the security list associated with the subnet to avoid traffic connectivity to this backend serve
C. Drain all existing connections to this backend server and mark the backend web server offline
D. Create another OCI load balancer for the backend web servers, which are active and handling traffic
Answer: C
Explanation:
Explanation
A load balancer improves resource utilization, facilitates scaling, and helps ensure high availability. You can configure multiple load balancing policies and application-specific health checks to ensure that the load balancer directs traffic only to healthy instances. The load balancer can reduce your maintenance window by draining traffic from an unhealthy application server before you remove it from service for maintenance.
The Load Balancing service considers a server marked drain available for existing persisted sessions. New requests that are not part of an existing persisted session are not sent to that server.
Edit Drain State: Opens a dialog box in which you can change the drain state.
If you set the server's drain status to true, the load balancer stops forwarding new TCP connections and new non-sticky HTTP requests to this backend server.
This setting allows an administrator to take the server out of rotation for maintenance purposes.
e. Edit Offline State: Opens a dialog box in which you can change the offline status.
If you set the server's offline status to true, the load balance forwards no ingress traffic to this backend server.
회사가 다른 리전에서 환경에 대한 격리 된 백업을 만들었습니다. 응용 프로그램이 웜 대기 모드에서 실행 중이고 ALB (Application Load Balancer)가 앞에 옵니다. 현재 장애 조치 프로세스는 수동이며 다른 지역의 보조 ALB를 가리 키도록 DNS 별칭 레코드를 업데이트해야 합니다.
장애 조치 프로세스를 자동화하기 위해 솔루션 아키텍트는 어떻게 해야 합니까?
A. Amazon Route 53에서 ALB 엔드 포인트를 가리키는 CNAME 레코드를 크레이트하십시오.
B. Amazon Route 53 상태 확인을 활성화합니다.
C. Amazon Route 53에서 내부 BIND DNS 서버를 가리키는 조건부 전달 규칙을 만듭니다.
D. ALB 상태 확인 활성화
Answer: A
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