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As regards controls, which of the following best practices for counterparty identification is incorrect?
A. Amendments to customer standing data should be subject to 4 eyes control and only changed if the appropriately authorized documentation is provided.
B. The set up of settlement instructions and the confirmation method should be fixed when setting the first transaction.
C. No trading should be done without first identifying and setting up the counterparty.
D. Counterparty identification and setup of settlement instructions should be completed in less than 2 working days.
Answer: B
An example of an internal nonfinancial benchmark is:
A. The percentage of customer orders delivered on time at the company's most efficient plant.
B. A US $50,000 limit on the cost of employee training programs at each of the company's plants.
C. The labor rate of comparably skilled employees at a major competitor's plant.
D. The average actual cost per pound of a specific product at the company's most efficient plant.
Answer: A
Explanation:
Benchmarking is a continuous evaluation of the practices of the best organizations in their class and the adaptation of processes to reflect the best of these practices. It requires analysis and measurement of key outputs against those of the best organizations. This procedure also involves identifying the underlying key actions and causes that contribute to the performance difference. The percentage of orders delivered on time at the company's most efficient plant is an example of an internal nonfinancial benchmark.
You are designing an Extract, Transform and Load (ETL) solution that loads data into dimension tables. The ETL process involves many transformation steps.
You need to ensure that the design can provide:
* Auditing information for compliance and business user acceptance
* Tracking and unique identification of records for troubleshooting and error correction
What should you do?
A. Create a version control repository for the ETL solution.
B. Develop a Master Data Services (MDS) solution.
C. Develop a Data Quality Services (DQS) solution.
D. Develop a custom data lineage solution.
Answer: D
どのように資産を調査に役立てることができますか?
A. 攻撃をデバイスに結び付けるのに役立ちます。
B. 犯罪の捜索を容易にします。
C. 外部の脅威情報を提供します。
D. 貴重なデータソースとして。
Answer: C
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