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Exam Code: Series63

Vendor Name: FINRA

Total Practice Questions : 60

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NEW QUESTION: 1
A security review reveals an organization b struggling with a large number of findings from vulnerability scans. What should the IS auditor recommend be done FIRST.
A. Conduct penetration tests to confirm critical findings.
B. Remediate issues that are rated as most critical
C. Remediate vulnerabilities for the most critical systems
D. Address gaps for all internally developed applications
Answer: B

NEW QUESTION: 2

A. Option A
B. Option D
C. Option B
D. Option C
Answer: C

NEW QUESTION: 3
Note: This question is part of a series of questions that present the same scenario. Each question
in the series contains a unique solution that might meet the stated goals. Some question sets
might have more than one correct solution, while others might not have a correct solution.
After you answer a question in this sections, you will NOT be able to return to it. As a result, these
questions will not appear in the review screen.
You need to design a logical architecture for the procurement team site.
You implement durable links.
Does the solution meet the goal?
A. No
B. Yes
Answer: A
Explanation:
Explanation/Reference:
Testlet 1
Case Study
This is a case study. Case studies are not limited separately. You can use as much exam time as you
would like to complete each case. However, there may be additional case studies and sections on this
exam. You must manage your time to ensure that you are able to complete all questions included on this
exam in the time provided.
To answer the questions included in a case study, you will need to reference information that is provided in
the case study. Case studies might contain exhibits and other resources that provide more information
about the scenario that is described in the case study. Each question is independent of the other question
on this case study.
At the end of this case study, a review screen will appear. This screen allows you to review your answers
and to make changes before you move to the next sections of the exam. After you begin a new section,
you cannot return to this section.
To start the case study
To display the first question on this case study, click the Next button. Use the buttons in the left pane to
explore the content of the case study before you answer the questions. Clicking these buttons displays
information such as business requirements, existing environment, and problem statements. If the case
study has an All Information tab, note that the information displayed is identical to the information
displayed on the subsequent tabs. When you are ready to answer a question, click the Question button to
return to the question.
Background
Tailspin Toys manufactures and sells toys and games. The company also resells board games. The new
chief executive officer (CEO) recently launched an effort to update the company's information technology
(IT) infrastructure. The CEO wants a blog site to provide updates in plain text about the progress of
company projects and the overall health of the company to employees. Content from this site will be used
to populate some content on the internet-facing site.
You hire a consultant to design and deploy a SharePoint farm. The company plans to use the farm to
create internal collaboration sites, an e-commerce site, and a place to display public announcements.
The following diagram shows the topology of the SharePoint farm:

Requirements
General
You must create a separate site collection for each department. You must base each site collection on the
Team site template. The direct URL for each site collection must use the following format: http://
department.tailspin.com.
You must place the site collections for all departments in the same web application, if possible. You must
place the site collections for departments that have unique requirements in separate web applications.
Business continuity
You identify the following requirements related to continuity of the business:
All SharePoint services must be highly available.

The SharePoint environment must be able to withstand the failure of a single system without affecting

accessibility.
You must monitor the SharePoint environment to ensure that systems are available and that response
times meet service level agreements (SLAs). In the event the times are not within the required thresholds,
the system must alert SharePoint administrators. You must create a site that allows department managers
to view the performance data that has been collected. The use of additional monitoring software will be
permitted where it can be justified.
Governance and security
Governance requirements
Marketing department employees may create team sites. All other sites must be created by members of

the information technology (IT) administration staff.
You must handle requests for new sites by using a Help Desk site on SharePoint.

The corporate taxonomy must be managed by the SharePoint administrative staff. Users must not be

allowed to create their own information architecture. Exceptions to this requirement will be handled on a
case by case basis.
All information in SharePoint must be consistently identified and readily accessible by using searches.

Search components must be configured to provide the best search results while minimizing
administrative overhead.
Security requirements
Anonymous access is only permitted for Internet-facing sites. Authentication is required for all sites.
Authentication must occur through the Active Directory Domain Services environment. All custom apps
must be installed and managed by the SharePoint administrative staff. Any requests for new apps must be
submitted through the Help Desk site.
Hardware and storage
Hardware requirements
You must minimize the number of servers and applications whenever possible. You must only deploy
additional servers and applications if the requesting department manager provides the appropriate
documentation to support the need.
File storage requirements
Content must not be stored in the perimeter network. All access to SharePoint content from the Internet
must be handled through servers in the perimeter network. Human resources (HR) data must be kept
separate from all other data.
HR department
The HR manager needs a website to implement time management and leave requests. The HR manager
has found an app that will provide this functionality on a SharePoint independent software vendor website,
and would prefer to use this app as opposed to creating a custom in-house app. This app will only need
access to data in the HR site collection.
You must create a site for the HR department that allows new employees to read required documents
regarding policies and procedures. The site must also provide all employees access to other HR
documentation such as the employee handbook, employee leave procedures, and acceptable use guides.
IT department
You must implement a Help Desk website and associated workflows. To create the site, you must access
data from a Microsoft Excel workbook into a SQL Server database by using an SQL Server Integration
Services (SSIS) package. You must access data from other data sources.
Employees must be able to fill out a help request on the site and then check the status of the request. IT
department staff must be able to respond to the requests, update the status of requests, update the status
of requests, and close requests. IT department managers must be able to track the status of the requests,
and generate reports on the progress of requests.
Marketing department
Collaboration sites
Marketing department employees must be able to create their own collaboration sites in SharePoint. The
collaboration sites will be used for new product release discussions and marketing plans related to those
new products. The URL for the collaboration sites must use the format: /products/productname.
Custom terms
The marketing department must be able to use custom terms when identifying marketing strategies. Other
departments must not be able to use custom terms. This requirement has been approved by management.
Public-facing sites
You must create a site for the marketing department that provides information to potential customers about
the current product line and any products in development. The marketing team must be able to access this
site by using their mobile devices.
Sales department
The sales manager needs a site to display sales progress data. The site must include KPIs and metrics
that are generated by using information from a database stored on a SQL Server. Sales department
employees are often away from the office. They must be able to access SharePoint data from external
locations and when they work remotely. Sales department employees need a site that customers can
access to purchase products and check on the status of orders.


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